Which financial scenario qualifies for Securitization?
Asset Backed Securities
Actively Managed Certificates
Credit Linked Notes
All forms of Structured Products
all crypto assets
Pre-ICO, ICO, and STO
Portfolio and strategies
Financial Product Issuance
Which services are provided for clients?
Through an experienced team of specialized lawyers, bankers and financial experts in cooperation with certified and qualified fiscal senior experts and all the required service providers to the securities industry you are provided with issuer and Administrator Services.
Set-up and maintenance of issuer, including director, accounting, etc.
Establishment of accounts at paying Agent and Broker/Custodian
Structuring and issuance of products
Term sheets and Documentation
What are the Key Facts of Securitization?
Classification is that of Qualified Investors
Distribution of your security will be via Private Placement
Unregulated and confirmed by FINMA and GFSC
871 M Compliance can be available on request
The Payment Agent is in Switzerland and FINMA regulated
The Security will be identified by an internationally recognized Swiss ISIN number
The Custodian and Broker are suggested, but at the customer’s choice
Price Distribution will be through Telekurs and Bloomberg on request
The Secondary Market is the dedicated liquidity provider of SECURITIES generated
What are Actively Managed Certificates?
An AMC note/certificate is a debt security issued by financial institutions; its return is based on a single asset or a basket of assets. They are a combination of financial contracts embodied in a single security, which can be traded like a stock or bond. The return of such a note is linked to the performance of an underlying asset or multiple assets on a predetermined date or with open-end maturity. Usually the AMC follows a defined composition of underlying assets or an index which changes over the time at the discretion of an external asset manager. AMCs enable a very fast time to market when the external asset manager decides to create its own strategy.
What is a Tracker?
A tracker certificate is a certificate issued by a bank or financial institution. A tracker certificate reflects the change in value of the underlying asset's price movement 1 to 1. The underlying asset can be, for example, a share, a bond, a commodity, a currency or a combination of different underlying assets.
What are Credit Linked Notes?
A credit linked note (CLN) is a form of funded credit derivative. It is structured as a security with an embedded credit default swap allowing the issuer to transfer a specific credit risk to credit investors. The issuer is not obligated to repay the debt if a specified event occurs.
What is an ISIN?
An international securities identification number (ISIN) is a universally accepted identifier exclusive to a particular issue of security. SIN numbering is the de facto standard for securities trading internationally. The ISIN is granted by the National Number Agency of the country in which the security is issued. All ISIN codes have 12 characters and is made up of letters and numbers. A Swiss ISIN number always starts with “CH”
Parties Involved in a Security
Typically a custodian is a financial institution that holds customers' securities for safekeeping in order to minimize the risk of their theft or loss. A custodian holds securities and other assets in electronic or physical form, but it always depends upon which product is emitted.
Investors should ensure that funds and securities required for their trades is available with their brokers, to settle a trade without default. Brokers create 3-in-1 accounts where the trading and bank accounts are linked, so that transactions in securities are smoothly executed.
In CRYPTO transactions, this is an entity which has specialized to safely store crypto currency.
Valuation Services are provided by experts who are responsible to set up the issuer vehicle (SPV) for an emission.
In most cases this will be an officer appointed by the Originator who will develop the investment strategy for the Security Offering with the help of Experts. A Strategy Manager will be responsible to manage the AMC (Actively Managed Certificates). He is not in charge of CLN management, or general private equity or private debt issues.
This is the entity responsible for the distribution of your security to investors.