Through all these regulations in the securities market, institutional Investors have an additional layer of safety, assurance and know what they buy, or invest in.
As a consequence, structuring of Securities is a highly specialized task performed by elite of Securities experts. You need a team of people to get this job done, not just any lawyer, any financial advisor or a book keeper. Each team member has to be a specialist in his own filed and highly qualified.
The basic principle of Securitization is to escalate assets from a client’s daily business and place them into an independent controlled Special Purpose Vehicle, usually an offshore company. This entity is run and controlled by independent professionals in the Securities Market and depending upon the type of security that is issued for you, you have professionals building the security and independent administrators who are not permitted to be a part of this highly controlled and regulated investment offering.
Assets can be anything for which a market value can be established, debt, equity, tangible, or intangible assets anywhere in the free world.
To emit and place Securities, you required services of FINMA regulated entities, a Custodian, a Paying Agent, a Valuation Agent, and at times a Storage Provider and an official Brokerage House and Distributors. Book keeping, preparation of tax returns and annual financial statements, provided by independent sources like PWC or KPMG, add the required level of safety to the offering for potential lenders or investors. A listing on Bloomberg makes your offer globally recognized and accessible.
For this important task, you will need to hire and employ top experts, if at all possible the elite in the securities industry to make it a success. They can also optimize your funding requirement and structure a professional investment proposal through an official Securities Offering for you to provide the greatest possible benefit and acceptability. This guarantees that you will have your investment idea converted in the best possible way into a Security Offering through the emission of a fully fledged and bankable Swiss compliant Security, registered with an International Securities Identification Number (ISIN), opened on the Swiss Six Telekurs and internationally, on the Bloomberg System. This opens also the most active secondary market for you unable to access without this structured product and professional services.
Once your Security Offer is structured, you can get funded through a bank, or a lender, or through “Qualified Investors” active in this highly frequented and regulated securities market. You have the option to pledge your securities (like publicly traded stocks, which are also securities) for loans provided by banks or lenders, and you can sell your very own fully fledged Security to receive investments from institutional investors, Insurance Companies, Family Offices and Hedge Funds.
The securities market is highly regulated. Neither we, nor the experts we will employ to optimize your Security structure, are permitted to be a part of your financial transaction or investment offer. We create your security, but due to regulations of the Securities Market, we are excluded from marketing. But we can introduce you to the FINMA regulated, specialized and authorized Securities dealers and banks in Switzerland with the capacity to place your Securities in Switzerland and also internationally.
Structuring your Security requires a most complete service and you will have to hire and pay for the professional time that will have to be spent on your transaction. We structure your Security offering with the help of top experts in the Securities industry to put you into a position to emit a Securities Offering that will work for you right from the start.
Since neither we, nor any of the experts that you will need to work on your project, are permitted to be a part of your Securities offering or placement, this provides another level of safety for banks, lenders and investors and their investment, as they are assured that placement of securities is not effected or influenced by marketing insiders.
We avail the best service a client can obtain since we are not tied to, or limited to a certain group of team members. For each project we hire the finest experts, all with specialized know-how matching all tasks that will have to be performed and to solve any specific problem to achieve the very best result. Get to know our experts. You can meet with us and with our securitization team in Zurich, or see the “Credentials” of some of the experts we work with, and who will possibly also be working on your transaction HERE. This assures a superior service which will reflect in a high quality Securities Offering.
Their unique expertise and service in the securities market is only available against payment for their professional time spent on your project, in stages, as the project progresses. For this purpose you will have to place a deposit of the required fees with a trustee of your choice in Switzerland, to be released once services have been performed for you. The deposit for costs is usually 0,4% – 0,8% of face value of the security that should be structured.
After we have gathered basic information and had a chance to review your transaction in detail with the Structured Products team you will receive the most detailed offer for the service that is available ahd will be provided. To start the process, complete your Qualificaiton Form here.